| Customized Service Administrators | | | insurance violation | 2013 | NJ-DBI | $5,000 |
| Gallagher Benefit Services, Inc. | Arthur J. Gallagher & Co. | financial services | insurance violation | 2014 | NJ-DBI | $5,000 |
| All US Bail Bonds, LLC | | | consumer protection violation | 2014 | NJ-DBI | $5,000 |
| Gallagher Financial Services Corp. | | | insurance violation | 2014 | NJ-DBI | $5,000 |
| Otterstedt Insurance Agency, Inc. | | | insurance violation | 2015 | NJ-DBI | $5,000 |
| Spectrum Title Agency, LLC | | | insurance violation | 2015 | NJ-DBI | $5,000 |
| Unlimited 1 Adjustments, LLC | | | insurance violation | 2016 | NJ-DBI | $5,000 |
| Chappan Insurance Brokerage, Inc. | | | insurance violation | 2016 | NJ-DBI | $5,000 |
| A Plus Adjustment, Inc. | | | insurance violation | 2016 | NJ-DBI | $5,000 |
| Brightstone Insurance Services, LLC | | | insurance violation | 2016 | NJ-DBI | $5,000 |
| Secure Retirement Strategies, LLC | | | insurance violation | 2016 | NJ-DBI | $5,000 |
| Insurance Adjustment Agency, Inc. | | | insurance violation | 2016 | NJ-DBI | $5,000 |
| Alliance Adjustment Group, Inc. | | | insurance violation | 2016 | NJ-DBI | $5,000 |
| Apple Title Agency, LLC | | | insurance violation | 2017 | NJ-DBI | $5,000 |
| Theodore Liftman Insurance Inc. | | | insurance violation | 2017 | NJ-DBI | $5,000 |
| Plainfield Medical Management | | | insurance violation | 2017 | NJ-DBI | $5,000 |
| M. Miller & Son LLC | | | insurance violation | 2017 | NJ-DBI | $5,000 |
| DePaola Agency, LLC | | | insurance violation | 2017 | NJ-DBI | $5,000 |
| Elite Insurance & Financial Services, Inc. | | | insurance violation | 2017 | NJ-DBI | $5,000 |
| North American Professional Liability Insurance Agency | | | insurance violation | 2018 | NJ-DBI | $5,000 |
| Jesica Lee Insurance Agency, Inc. | | | insurance violation | 2018 | NJ-DBI | $5,000 |
| Citizens General Insurance Brokers, Inc. | | | insurance violation | 2018 | NJ-DBI | $5,000 |
| Elite National Health Group, LLC | | | insurance violation | 2018 | NJ-DBI | $5,000 |
| Octavia Global Investment, LLC | | | insurance violation | 2019 | NJ-DBI | $5,000 |
| Ace Mortgage Funding Inc. | | | consumer protection violation | 2003 | OH-BKG | $5,000 |
| 1st Resource Mortgage Ltd. | | | consumer protection violation | 2004 | OH-BKG | $5,000 |
| Challenge Financial Investors Corporation | | | consumer protection violation | 2004 | OH-BKG | $5,000 |
| Midwest Financial & Mortgage Services Inc. | | | consumer protection violation | 2004 | OH-BKG | $5,000 |
| North American Real Estate Services Inc. | | | consumer protection violation | 2005 | OH-BKG | $5,000 |
| Vertical Lend Inc. dba Mortgage Warehouse of Ohio | | | consumer protection violation | 2005 | OH-BKG | $5,000 |
| Walsh Investment & Management Consultants Inc. | | | consumer protection violation | 2006 | OH-BKG | $5,000 |
| Central Clearing Co./Cash Now, Inc. Partners, Ltd dba Cash Connection | | | consumer protection violation | 2007 | OH-BKG | $5,000 |
| Creative Lending Solutions Inc. | | | consumer protection violation | 2008 | OH-BKG | $5,000 |
| 722 Redemption Funding, Inc. | | | consumer protection violation | 2008 | OH-BKG | $5,000 |
| The National Gold and Diamond Exchange LLC | | | consumer protection violation | 2009 | OH-BKG | $5,000 |
| The Ohio Gold & Diamond Exchange LLC | | | consumer protection violation | 2009 | OH-BKG | $5,000 |
| Reliance First Capital LLC | | | consumer protection violation | 2010 | OH-BKG | $5,000 |
| Alternative Jewelry, LLC dba La Placa Jewelers | | | consumer protection violation | 2011 | OH-BKG | $5,000 |
| Princess Jewels LLC | | | consumer protection violation | 2011 | OH-BKG | $5,000 |
| E-Choice Solutions LLC | | | consumer protection violation | 2011 | OH-BKG | $5,000 |
| Five Star Financial Corporation | | | consumer protection violation | 2011 | OH-BKG | $5,000 |
| LDT Co. Ltd. | | | consumer protection violation | 2011 | OH-BKG | $5,000 |
| National Gold and Silver Refinery LLC | | | consumer protection violation | 2011 | OH-BKG | $5,000 |
| Great Phoenix Trading Company LLC | | | consumer protection violation | 2011 | OH-BKG | $5,000 |
| Jack Seibert Goldsmith & Jeweler Co. | | | consumer protection violation | 2012 | OH-BKG | $5,000 |
| JS Gold & Coin Inc. | | | consumer protection violation | 2012 | OH-BKG | $5,000 |
| Dave's Coin Shop | | | consumer protection violation | 2012 | OH-BKG | $5,000 |
| Ideal Baseball Cards Plus Inc. | | | consumer protection violation | 2012 | OH-BKG | $5,000 |
| Amerifirst Financial Corporation | | | consumer protection violation | 2012 | OH-BKG | $5,000 |
| Mortgage Research Center LLC | | | consumer protection violation | 2012 | OH-BKG | $5,000 |
| First Priority Financial Inc. | | | consumer protection violation | 2014 | OH-BKG | $5,000 |
| Alliance Credit LLC | | | consumer protection violation | 2014 | OH-BKG | $5,000 |
| LA'ROX, INC. | | | consumer protection violation | 2014 | OH-BKG | $5,000 |
| Home Mortgage Assured Corporation | | | consumer protection violation | 2014 | OH-BKG | $5,000 |
| Equity Mortgage Inc. | | | consumer protection violation | 2019 | OH-BKG | $5,000 |
| Uneeda Check Cashing Corp. | | | consumer protection violation | 2003 | NY-DFS | $5,000 |
| Condor Capital Corporation | | | consumer protection violation | 2005 | NY-DFS | $5,000 |
| Dynamic Mortgage Bankers, Ltd. | | | consumer protection violation | 2007 | NY-DFS | $5,000 |
| AHL Home Funding | | | consumer protection violation | 2008 | NY-DFS | $5,000 |
| Money Express | | | consumer protection violation | 2009 | NY-DFS | $5,000 |
| Consumer Corp. d/b/a Consumer One Mortgage | | | consumer protection violation | 2009 | NY-DFS | $5,000 |
| Gilman Ciocia, Inc. | | | consumer protection violation | 2009 | NY-DFS | $5,000 |
| Sekure Funding & Consulting Corp. | | | consumer protection violation | 2009 | NY-DFS | $5,000 |
| Trinity Funding, Inc. | | | consumer protection violation | 2009 | NY-DFS | $5,000 |
| Ambassador Funding LLC | | | consumer protection violation | 2009 | NY-DFS | $5,000 |
| Win Financial Corp. | | | consumer protection violation | 2009 | NY-DFS | $5,000 |
| New World Holdings | | | consumer protection violation | 2011 | NY-DFS | $5,000 |
| GG Mortgage Services, Inc. | | | consumer protection violation | 2011 | NY-DFS | $5,000 |
| NFM, Consultants | | | consumer protection violation | 2011 | NY-DFS | $5,000 |
| M.T.G. Capital | | | consumer protection violation | 2011 | NY-DFS | $5,000 |
| Aegis Communications Group, LLC | | | insurance violation | 2013 | NY-DFS | $5,000 |
| Cavallino Risk Management Inc. | | | insurance violation | 2014 | NY-DFS | $5,000 |
| Maya Assurance Company | | | insurance violation | 2014 | NY-DFS | $5,000 |
| Woodbury Financial Services Inc. | Reverence Capital Partners | private equity (including portfolio companies) | insurance violation | 2015 | NY-DFS | $5,000 |
| Cameron Group Inc. | | | insurance violation | 2015 | NY-DFS | $5,000 |
| D'Angelo Insurance Brokerage of Long Island, Inc. | | | insurance violation | 2018 | NY-DFS | $5,000 |
| Taxiland Brokerage Inc. | | | insurance violation | 2019 | NY-DFS | $5,000 |
| Sensible Home Warranty LLC | | | insurance violation | 2013 | OK-INS | $5,000 |
| Protection Plus USA Inc. | | | insurance violation | 2013 | OK-INS | $5,000 |
| Epic Fitness LLC dba Anytime Fitness | | | consumer protection violation | 2016 | OK-DCC | $5,000 |
| Elite Jewelry & Pawn LLC | | | consumer protection violation | 2016 | OK-DCC | $5,000 |
| White Rock Fitness | | | consumer protection violation | 2016 | OK-DCC | $5,000 |
| Bandon Holdings LLC dba Anytime Fitness-Enid | | | consumer protection violation | 2016 | OK-DCC | $5,000 |
| Jackson Automotive Resources LLC dba Autostart | | | consumer protection violation | 2016 | OK-DCC | $5,000 |
| Trading Post | | | consumer protection violation | 2016 | OK-DCC | $5,000 |
| Car Complex | | | consumer protection violation | 2016 | OK-DCC | $5,000 |
| Finer Physiques Inc. | | | consumer protection violation | 2017 | OK-DCC | $5,000 |
| FicoStar Credit Repair Services LLC | | | consumer protection violation | 2017 | OK-DCC | $5,000 |
| Vance the Credit Doctor | | | consumer protection violation | 2017 | OK-DCC | $5,000 |
| Lasill Enterprises Inc. dba The Debt Clinic | | | consumer protection violation | 2018 | OK-DCC | $5,000 |
| Western Pawn | | | consumer protection violation | 2018 | OK-DCC | $5,000 |
| RAC Acceptance East LLC dba Acceptance Now 08066 | | | consumer protection violation | 2018 | OK-DCC | $5,000 |
| Snap Fitness Development LLC dba Snap-Fitness Blackwell | | | consumer protection violation | 2018 | OK-DCC | $5,000 |
| Oregon Insurance Group, Inc. | | | insurance violation | 2000 | OR-FIN | $5,000 |
| Prudential Property and Casualty Insurance Company | | | insurance violation | 2002 | OR-FIN | $5,000 |
| LifeWise, A Premera Health Plan, Inc. | Premera Blue Cross | healthcare services | insurance violation | 2002 | OR-FIN | $5,000 |
| Western Grocers Employee Benefits Trust | | | insurance violation | 2002 | OR-FIN | $5,000 |
| Globe Life And Accident Insurance Compan | Globe Life Inc. | financial services | insurance violation | 2002 | OR-FIN | $5,000 |
| Mortgage Resource Group Inc. | | | consumer protection violation | 2002 | OR-FIN | $5,000 |
| I-Net Mortgage Corporation | | | consumer protection violation | 2003 | OR-FIN | $5,000 |
| Diamond Financial Group of Oregon Inc. | | | consumer protection violation | 2003 | OR-FIN | $5,000 |
