| Preferred Mortgage Consultants, Inc. | | | consumer protection violation | 2009 | KY-FIN | $5,000 |
| Humbert Mortgage | | | consumer protection violation | 2009 | KY-FIN | $5,000 |
| Derby City Financial, LLC | | | consumer protection violation | 2009 | KY-FIN | $5,000 |
| Mortgage Access Corp. dba Weichert Financial Services | Weichert Financial Services | financial services | consumer protection violation | 2009 | KY-FIN | $5,000 |
| Van Dyk Mortgage Corp. | | | consumer protection violation | 2009 | KY-FIN | $5,000 |
| Newmarket Financial Mortgage Corp. | | | consumer protection violation | 2009 | KY-FIN | $5,000 |
| Equity Resources, Inc. | | | consumer protection violation | 2010 | KY-FIN | $5,000 |
| One Reverse Mortgage, LLC | | | consumer protection violation | 2010 | KY-FIN | $5,000 |
| New LLC dba Meridian Home Loans | | | consumer protection violation | 2011 | KY-FIN | $5,000 |
| HIP National LLC | | | consumer protection violation | 2011 | KY-FIN | $5,000 |
| PHH Mortgage Corp. | Ocwen Financial | financial services | consumer protection violation | 2011 | KY-FIN | $5,000 |
| PHH Home Loans, LLC | | | consumer protection violation | 2011 | KY-FIN | $5,000 |
| Marpo of Brownsville dba Bluegrass Check Advance | | | consumer protection violation | 2011 | KY-FIN | $5,000 |
| Plaza Home Mortgage, Inc. | | | consumer protection violation | 2012 | KY-FIN | $5,000 |
| Envoy Mortgage, Ltd. | | | consumer protection violation | 2013 | KY-FIN | $5,000 |
| Stonegate Mortgage Corp. | Home Point Capital | financial services | consumer protection violation | 2013 | KY-FIN | $5,000 |
| Key Financial Mortgage, Inc. | | | consumer protection violation | 2013 | KY-FIN | $5,000 |
| First Rate Mortgage Corp. | | | consumer protection violation | 2014 | KY-FIN | $5,000 |
| Reverse Mortgage Solutions, Inc. | | | consumer protection violation | 2015 | KY-FIN | $5,000 |
| United Mortgage, LLC | | | consumer protection violation | 2015 | KY-FIN | $5,000 |
| Pro Mortgages, LLC | | | consumer protection violation | 2016 | KY-FIN | $5,000 |
| Union Home Mortgage Corp. | | | consumer protection violation | 2016 | KY-FIN | $5,000 |
| Primary Residential Mortgage, Inc. | | | consumer protection violation | 2016 | KY-FIN | $5,000 |
| Kaag Financial, LLC | | | consumer protection violation | 2019 | KY-FIN | $5,000 |
| Check For Cash, Inc. dba KY Cash Advance | | | consumer protection violation | 2019 | KY-FIN | $5,000 |
| QC Financial Services, Inc. dba Quik Cash | | | consumer protection violation | 2019 | KY-FIN | $5,000 |
| The Check Exchange, Inc. | | | consumer protection violation | 2019 | KY-FIN | $5,000 |
| Trinity Financial Services, LLC | | | consumer protection violation | 2019 | KY-FIN | $5,000 |
| HomeServices Lending, LLC | | | consumer protection violation | 2019 | KY-FIN | $5,000 |
| Securitas Financial, Inc. | | | consumer protection violation | 2019 | KY-FIN | $5,000 |
| AmeriSave Mortgage Corp. | AmeriSave Mortgage | financial services | consumer protection violation | 2019 | KY-FIN | $5,000 |
| Summit Funding, Inc. | | | consumer protection violation | 2019 | KY-FIN | $5,000 |
| FCFS KY, Inc. dba Mister Money dba First Cash Pawn | | | consumer protection violation | 2020 | KY-FIN | $5,000 |
| Direct General Life Insurance Co. | | | insurance violation | 2016 | LA-INS | $5,000 |
| Progressive Paloverde Insurance Co. | Progressive | financial services | insurance violation | 2019 | LA-INS | $5,000 |
| First Indemnity Insurance Agency, Inc. | | | insurance violation | 2000 | MA-INS | $5,000 |
| Altus Dental Insurance Company | | | insurance violation | 2000 | MA-INS | $5,000 |
| Cres Insurance Services, Inc. | | | insurance violation | 2000 | MA-INS | $5,000 |
| Federal Kemper Life Assurance Company | | | insurance violation | 2001 | MA-INS | $5,000 |
| George W. Marquis Insurance Agency, Inc. | | | insurance violation | 2002 | MA-INS | $5,000 |
| Bryden & Sullivan Insurance Agency, Inc. | | | insurance violation | 2002 | MA-INS | $5,000 |
| North American Insurance Agency, Inc. | | | insurance violation | 2002 | MA-INS | $5,000 |
| North American Marine and General Insurance Company, Ltd. | | | insurance violation | 2002 | MA-INS | $5,000 |
| International Insurance Agency, Inc. | | | insurance violation | 2003 | MA-INS | $5,000 |
| D.J. Rielly Insurance Agency, Inc. | | | insurance violation | 2003 | MA-INS | $5,000 |
| B.K. McCarthy Insurance Agency, Inc. | | | insurance violation | 2003 | MA-INS | $5,000 |
| Coverall Insurance Agency, Inc. | | | insurance violation | 2003 | MA-INS | $5,000 |
| Acordia of Illinois Insurance Agency | | | insurance violation | 2003 | MA-INS | $5,000 |
| OneBeacon Insurance Company | | | insurance violation | 2004 | MA-INS | $5,000 |
| Al Ponte Insurance Agency, Inc. | | | insurance violation | 2005 | MA-INS | $5,000 |
| Employers Mutual Casualty Company | | | insurance violation | 2005 | MA-INS | $5,000 |
| Safety Insurance Company | | | insurance violation | 2005 | MA-INS | $5,000 |
| Chagnon Insurance Agency, Inc. | | | insurance violation | 2005 | MA-INS | $5,000 |
| Morefar Marketing, Inc. | | | insurance violation | 2006 | MA-INS | $5,000 |
| AMWINS Brokerage of New York, Inc. | | | insurance violation | 2006 | MA-INS | $5,000 |
| Independence Insurance Agency, Inc. | | | insurance violation | 2006 | MA-INS | $5,000 |
| Oxonia Insurance Group, Inc. | | | insurance violation | 2007 | MA-INS | $5,000 |
| Durkin & DeVries Insurance Agency, LLC | | | insurance violation | 2007 | MA-INS | $5,000 |
| Consumer Home Mortgage Corp. of America | | | consumer protection violation | 2007 | MA-BKG | $5,000 |
| Coface Holding | | | insurance violation | 2008 | MA-INS | $5,000 |
| World Wide Facilities, Inc. | | | insurance violation | 2008 | MA-INS | $5,000 |
| Boater's Insurance Agency, Inc. | | | insurance violation | 2008 | MA-INS | $5,000 |
| Constitution Insurance Agency, Inc. | | | insurance violation | 2008 | MA-INS | $5,000 |
| Frances Deluca Insurance Agency, Inc. | | | insurance violation | 2009 | MA-INS | $5,000 |
| Sestatic Insurance Agency, Inc. | | | insurance violation | 2010 | MA-INS | $5,000 |
| Breed's Hill Insurance Agency, Inc. | | | insurance violation | 2010 | MA-INS | $5,000 |
| Edward J. McGrath Insurance Agency, Inc. | | | insurance violation | 2010 | MA-INS | $5,000 |
| Home Advantage Mortgage Corp. | | | consumer protection violation | 2010 | MA-BKG | $5,000 |
| NFM, Inc. | | | consumer protection violation | 2010 | MA-BKG | $5,000 |
| Rogers Benefit Group | | | insurance violation | 2010 | MA-INS | $5,000 |
| Patriot Insurance Agency, Inc. | | | insurance violation | 2010 | MA-INS | $5,000 |
| First World Mortgage Corp. | | | consumer protection violation | 2011 | MA-BKG | $5,000 |
| Universal Mortgage Group, LLC | | | consumer protection violation | 2011 | MA-BKG | $5,000 |
| Elder Lending Solutions, Inc. dba Promise Lenders | | | consumer protection violation | 2011 | MA-BKG | $5,000 |
| Servco Insurance Services of WA, LLC | | | insurance violation | 2013 | MA-INS | $5,000 |
| Lattime Insurance Agency | | | insurance violation | 2013 | MA-INS | $5,000 |
| Village Mortgage Co. | | | consumer protection violation | 2015 | MA-BKG | $5,000 |
| Debt Management, Inc. | | | consumer protection violation | 2018 | MA-BKG | $5,000 |
| Group Dental Service of Maryland, Inc. | | | insurance violation | 2010 | MD-INS | $5,000 |
| American Modern Home Insurance Co. | Munich Re | financial services | insurance violation | 2010 | MD-INS | $5,000 |
| State Auto Property and Casualty Insurance Co. et al. | | | insurance violation | 2011 | MD-INS | $5,000 |
| Lititiz Mutual Insurance Co. | | | insurance violation | 2011 | MD-INS | $5,000 |
| California Casualty Indemnity Exchange | | | insurance violation | 2011 | MD-INS | $5,000 |
| Travelers Casualty and Surety Company of America | Travelers | financial services | insurance violation | 2011 | MD-INS | $5,000 |
| Gerber Life Insurance Co. | Western & Southern Financial Group | financial services | insurance violation | 2011 | MD-INS | $5,000 |
| Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2011 | MD-INS | $5,000 |
| United States Life Insurance Company In the City of New York | American International Group | financial services | insurance violation | 2011 | MD-INS | $5,000 |
| Coventry Health Care of Delaware, Inc. | CVS Health | retailing | insurance violation | 2012 | MD-INS | $5,000 |
| Carefirst of Maryland, Inc. | CareFirst of Maryland | healthcare services | insurance violation | 2012 | MD-INS | $5,000 |
| Carefirst of Maryland, Inc. | CareFirst of Maryland | healthcare services | insurance violation | 2012 | MD-INS | $5,000 |
| Carefirst of Maryland, Inc. | CareFirst of Maryland | healthcare services | insurance violation | 2012 | MD-INS | $5,000 |
| Metropolitan Life Insurance Co. | MetLife | financial services | insurance violation | 2012 | MD-INS | $5,000 |
| Coventry Health & Life Insurance Co. | CVS Health | retailing | insurance violation | 2012 | MD-INS | $5,000 |
| Ohio Security Insurance Co. et al. | | | insurance violation | 2013 | MD-INS | $5,000 |
| Peerless Indemnity Insurance Co. et al. | Liberty Mutual Insurance | financial services | insurance violation | 2013 | MD-INS | $5,000 |
| Group Hospitalization & Medical Services, Inc. | CareFirst of Maryland | healthcare services | insurance violation | 2013 | MD-INS | $5,000 |
| Aetna Life Insurance Co. | CVS Health | retailing | insurance violation | 2013 | MD-INS | $5,000 |
| CareFirst BlueChoice, Inc. | CareFirst of Maryland | healthcare services | insurance violation | 2013 | MD-INS | $5,000 |
| CareFirst BlueChoice, Inc. | CareFirst of Maryland | healthcare services | insurance violation | 2013 | MD-INS | $5,000 |
| Carefirst of Maryland, Inc. | CareFirst of Maryland | healthcare services | insurance violation | 2013 | MD-INS | $5,000 |
| Coventry Health & Life Insurance Co. | CVS Health | retailing | insurance violation | 2013 | MD-INS | $5,000 |
