| United Wisconsin Insurance Co. | AF Group | financial services | insurance violation | 2018 | MO-INS | $5,000 |
| Transamerica Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $5,000 |
| Transamerica Premier Life Insurance Co. | Aegon | financial services | insurance violation | 2019 | MO-INS | $5,000 |
| Athene Annuity and Life Co. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2019 | MO-INS | $5,000 |
| Seneca Ins Co. Inc. | Fairfax Financial Holdings | financial services | insurance violation | 2004 | MS-INS | $5,000 |
| Safety National Casualty Corp. | Tokio Marine | financial services | insurance violation | 2004 | MS-INS | $5,000 |
| Seneca Insurance Co. Inc. | Fairfax Financial Holdings | financial services | insurance violation | 2004 | MS-INS | $5,000 |
| Bankers Insurance Co. | | | insurance violation | 2004 | MS-INS | $5,000 |
| Kelvon Transporters | | | insurance violation | 2016 | MS-INS | $5,000 |
| Trumbull Insurance Co. | Hartford Financial Services | financial services | insurance violation | 2002 | MT-FIN | $5,000 |
| Sav-Rx, LLC | | | insurance violation | 2004 | MT-FIN | $5,000 |
| Preferred Professional Insurance Co. | | | insurance violation | 2006 | MT-FIN | $5,000 |
| Aetna Life Insurance Co. | CVS Health | retailing | insurance violation | 2010 | MT-FIN | $5,000 |
| Genworth Life and Annuity Insurance Co. | Genworth Financial | financial services | insurance violation | 2011 | MT-FIN | $5,000 |
| New York Marine & General Insurance Co. | | | insurance violation | 2011 | MT-FIN | $5,000 |
| New West Health Services, Inc. | | | insurance violation | 2012 | MT-FIN | $5,000 |
| Blue Cross and Blue Shield of Montana | | | insurance violation | 2012 | MT-FIN | $5,000 |
| John Hancock Life Insurance Co. | Manulife Financial | financial services | insurance violation | 2013 | MT-FIN | $5,000 |
| Travelers Casualty and Surety Co. et al. | Travelers | financial services | insurance violation | 2013 | MT-FIN | $5,000 |
| EZ Bail Bonds, Inc. | | | insurance violation | 2014 | MT-FIN | $5,000 |
| The Prudential Insurance Company of America | Prudential Financial | financial services | insurance violation | 2015 | MT-FIN | $5,000 |
| AXA Equitable Life & Annuity Co. | Equitable Holdings | financial services | insurance violation | 2016 | MT-FIN | $5,000 |
| Liberty Mutual Insurance Co. | Liberty Mutual Insurance | financial services | insurance violation | 2016 | MT-FIN | $5,000 |
| Quick Quote US, LLC | | | insurance violation | 2018 | MT-FIN | $5,000 |
| Conseco Senior Health Insurance Company | CNO Financial | financial services | insurance violation | 2001 | ND-INS | $5,000 |
| Pioneer Life Insurance Company | | | insurance violation | 2001 | ND-INS | $5,000 |
| American Family Mutual Insurance Company | American Family Insurance | financial services | insurance violation | 2009 | ND-INS | $5,000 |
| United Heritage Life Insurance Company | | | insurance violation | 2014 | ND-INS | $5,000 |
| Onpoint Insurance Services | | | insurance violation | 2016 | ND-INS | $5,000 |
| Absolutely Lowest Check Advance, L.L.C. | | | consumer protection violation | 2005 | NE-DBF | $5,000 |
| Argent Funding Corporation | | | consumer protection violation | 2005 | NE-DBF | $5,000 |
| Quest Asset Management, Inc. | | | consumer protection violation | 2005 | NE-DBF | $5,000 |
| Horizon Technologies, L.L.C. | | | consumer protection violation | 2008 | NE-DBF | $5,000 |
| Nationstar Mortgage LLC, dba Champion Mortgage | | | consumer protection violation | 2010 | NE-DBF | $5,000 |
| Standard Life and Accident Insurance Company | Brookfield Corporation | diversified | insurance violation | 2015 | NE-DOI | $5,000 |
| YourPeople, Inc. d/b/a Zenefits FTW Insurance Services | TriNet Group | business services | insurance violation | 2017 | NE-DOI | $5,000 |
| Healthsource New Hampshire | | | insurance violation | 2000 | NH-INS | $5,000 |
| Progressive Northern Insurance Company | Progressive | financial services | insurance violation | 2006 | NH-INS | $5,000 |
| Lighthouse Mortgage Company Ltd. | | | consumer protection violation | 2007 | NH-BKG | $5,000 |
| First American Mortgage Corp. | | | consumer protection violation | 2007 | NH-BKG | $5,000 |
| Suncoast Mortgage Funding LLC | | | consumer protection violation | 2007 | NH-BKG | $5,000 |
| First Mortgage of America, Inc. | | | consumer protection violation | 2008 | NH-BKG | $5,000 |
| Connecticut Attorneys Title Insurance Company | | | insurance violation | 2008 | NH-INS | $5,000 |
| American Home Mortgage Corp. | | | consumer protection violation | 2009 | NH-BKG | $5,000 |
| Ideal Mortgage Corp. | | | consumer protection violation | 2009 | NH-BKG | $5,000 |
| Fortes Financial, Inc. | | | consumer protection violation | 2009 | NH-BKG | $5,000 |
| Quotemearate.com | | | consumer protection violation | 2009 | NH-BKG | $5,000 |
| Neustar Financial Services Inc. | | | consumer protection violation | 2009 | NH-BKG | $5,000 |
| Keefe Commissary Network, L.L.C. | | | consumer protection violation | 2011 | NH-BKG | $5,000 |
| H&R Financial Services, Inc. et al. | | | consumer protection violation | 2012 | NH-BKG | $5,000 |
| The Modification Group, LLC | | | consumer protection violation | 2012 | NH-BKG | $5,000 |
| Allegro Funding Corp. (d/b/a AFC Mortgage Company) | | | consumer protection violation | 2013 | NH-BKG | $5,000 |
| Axford Enterprises, Inc. | | | consumer protection violation | 2013 | NH-BKG | $5,000 |
| 1st Money Center, Inc. | | | consumer protection violation | 2014 | NH-BKG | $5,000 |
| Hope for Home | | | consumer protection violation | 2014 | NH-BKG | $5,000 |
| Capital Access Residential, Inc. | | | consumer protection violation | 2015 | NH-BKG | $5,000 |
| J.J. Best & Company | | | consumer protection violation | 2015 | NH-BKG | $5,000 |
| The Kilgore Agency | | | insurance violation | 2017 | NH-INS | $5,000 |
| Consumer First Insurance Co. | | | insurance violation | 2004 | NJ-DBI | $5,000 |
| Evanston Insurance Co. | | | insurance violation | 2004 | NJ-DBI | $5,000 |
| General Star Indemnity Co. | | | insurance violation | 2004 | NJ-DBI | $5,000 |
| Gulf Underwriters Insurance Co. | | | insurance violation | 2004 | NJ-DBI | $5,000 |
| Pennock Insurance Agency Inc. | | | insurance violation | 2004 | NJ-DBI | $5,000 |
| John A. Rocco Co., Inc. | | | insurance violation | 2004 | NJ-DBI | $5,000 |
| United Healthcare Insurance Co. | UnitedHealth Group | healthcare services | insurance violation | 2004 | NJ-DBI | $5,000 |
| Anthony M. Costello Insurance Agency, Inc | | | insurance violation | 2005 | NJ-DBI | $5,000 |
| Commonwealth Life Insurance Co. | | | insurance violation | 2005 | NJ-DBI | $5,000 |
| Burgdorf & Co., Inc. | | | insurance violation | 2006 | NJ-DBI | $5,000 |
| Carlos Goncalves & Associates, Inc. | | | insurance violation | 2006 | NJ-DBI | $5,000 |
| Olympia Mortgage Corp. | | | consumer protection violation | 2006 | NJ-DBI | $5,000 |
| Hilb Rogal & Hobbs of New York, LLC | | | insurance violation | 2006 | NJ-DBI | $5,000 |
| QualCare, Inc. | | | insurance violation | 2006 | NJ-DBI | $5,000 |
| Princeton Insurance Company | | | insurance violation | 2007 | NJ-DBI | $5,000 |
| St. Paul Surplus Lines Insurance Company | | | insurance violation | 2007 | NJ-DBI | $5,000 |
| Managed Benefit Plans, Inc. | | | insurance violation | 2008 | NJ-DBI | $5,000 |
| National Benefits, Inc. | | | insurance violation | 2008 | NJ-DBI | $5,000 |
| Allstate New Jersey Insurance Company | Allstate | financial services | insurance violation | 2009 | NJ-DBI | $5,000 |
| Pacific NJ Corporation | | | consumer protection violation | 2010 | NJ-DBI | $5,000 |
| Community Check Cashing II, LLC | | | consumer protection violation | 2010 | NJ-DBI | $5,000 |
| Acre Mortgage & Financial One D/B/A Choice One Mortgage | | | consumer protection violation | 2010 | NJ-DBI | $5,000 |
| First United Mortgage Company, Inc. | | | consumer protection violation | 2010 | NJ-DBI | $5,000 |
| Equity Source Home Loans, LLC | | | consumer protection violation | 2010 | NJ-DBI | $5,000 |
| Dependable Insurance Agency, Inc. | | | insurance violation | 2010 | NJ-DBI | $5,000 |
| Consumer Funding, Inc. | | | consumer protection violation | 2011 | NJ-DBI | $5,000 |
| L & J Ordonez Brothers, Inc. | | | consumer protection violation | 2011 | NJ-DBI | $5,000 |
| Lucky Line Check Cashing, Inc. | | | consumer protection violation | 2011 | NJ-DBI | $5,000 |
| Americas Insurance Center | | | insurance violation | 2011 | NJ-DBI | $5,000 |
| 24 Seven Bail Bonds | | | consumer protection violation | 2011 | NJ-DBI | $5,000 |
| JPay, Inc. | | | consumer protection violation | 2011 | NJ-DBI | $5,000 |
| Pioneer Finance and Mortgage Co., Inc. | | | consumer protection violation | 2012 | NJ-DBI | $5,000 |
| Pine Ridge Mortgage Corp. | | | consumer protection violation | 2012 | NJ-DBI | $5,000 |
| Absolute Home Mortgage Corporation | | | consumer protection violation | 2012 | NJ-DBI | $5,000 |
| Maribel International Service Corp. | | | consumer protection violation | 2012 | NJ-DBI | $5,000 |
| Freddy Duran Agency, LLC | | | insurance violation | 2012 | NJ-DBI | $5,000 |
| New Jersey Insurance Specialists | | | insurance violation | 2012 | NJ-DBI | $5,000 |
| Ed's Elegant Coins, LLC | | | consumer protection violation | 2012 | NJ-DBI | $5,000 |
| Brunswick Shipping Company, LLC | | | consumer protection violation | 2012 | NJ-DBI | $5,000 |
| Quick Service | | | consumer protection violation | 2012 | NJ-DBI | $5,000 |
| Rapid Check Cashing, Inc. | | | consumer protection violation | 2013 | NJ-DBI | $5,000 |
| All Property Adjustment Services, Inc. | | | insurance violation | 2013 | NJ-DBI | $5,000 |
| Customized Service Administrators | | | insurance violation | 2013 | NJ-DBI | $5,000 |
