| A & A Drug Co. | | | tax violations | 2012 | CT-AG | $5,182 |
| Shields Capital Corporation | | | investor protection violation | 2010 | NE-DBF | $5,180 |
| Franklin Savings Bank | | | banking violation | 2011 | FED | $5,160 |
| IO Intergration, Inc. | | | tax violations | 2013 | CT-AG | $5,160 |
| Rockingham Capital Advisors LLC | | | investor protection violation | 2016 | CT-SEC | $5,160 |
| WESTERN STATE BANK, THE | | | banking violation | 2008 | FDIC | $5,150 |
| ADVANTAGE COMMUNITY BANK | | | banking violation | 2007 | FDIC | $5,150 |
| ENTERPRISE BANK | | | banking violation | 2002 | FDIC | $5,150 |
| SDV (USA), Inc. | | | economic sanction violation | 2004 | OFAC | $5,143 |
| Schneider Optical Machines, Inc. | | | tax violations | 2013 | CT-AG | $5,130 |
| Wireless Worldwide Connections, LLC, IX | | | investor protection violation | 2006 | MN-FIN | $5,130 |
| Margerum Wine Company Inc. | | | tax violations | 2018 | ATTTB | $5,122 |
| CGIT Systems, Inc. | AZZ Inc. | electrical and electronic equipment | tax violations | 2012 | CT-AG | $5,115 |
| International Blind Contractors, Ltd. | | | tax violations | 2012 | CT-AG | $5,111 |
| DMB COMMUNITY BANK | | | banking violation | 2007 | FDIC | $5,100 |
| Anderson Merchandisers, LLC | | | tax violations | 2016 | CT-AG | $5,100 |
| Bedford, Freeman & Worth Publishing Group, LLC | | | tax violations | 2013 | CT-AG | $5,100 |
| Pharmerica Professional Services, LLC | KKR & Co. | private equity (including portfolio companies) | tax violations | 2016 | CT-AG | $5,100 |
| Amec Aes, Inc. | | | tax violations | 2014 | CT-AG | $5,085 |
| AWR Corp. | | | tax violations | 2012 | CT-AG | $5,085 |
| Doctor on Demand, Inc. | | | tax violations | 2016 | CT-AG | $5,085 |
| JNR Adjustment Company, Inc. | | | tax violations | 2016 | CT-AG | $5,085 |
| NextGen Telecom Services Group, Inc. | | | tax violations | 2012 | CT-AG | $5,085 |
| Paradysz, Inc. | | | tax violations | 2013 | CT-AG | $5,085 |
| Pivot Medical, Inc. | | | tax violations | 2013 | CT-AG | $5,085 |
| Zirtual, Inc. | | | tax violations | 2015 | CT-AG | $5,085 |
| Hanley & Associates, LLC | | | investor protection violation | 2018 | CT-SEC | $5,075 |
| Advicent Solutions, Inc. | | | tax violations | 2015 | CT-AG | $5,070 |
| Durr Mechanical Construction, Inc. | | | tax violations | 2015 | CT-AG | $5,070 |
| Environ-Chem Inc. | | | investor protection violation | 2020 | MN-FIN | $5,067 |
| FOX RIVER STATE BANK | | | banking violation | 2011 | FDIC | $5,050 |
| Church of God Foundation Inc. | | | investor protection violation | 2012 | TN-SEC | $5,050 |
| American Express Bank Ltd. | American Express | financial services | economic sanction violation | 2004 | OFAC | $5,041 |
| IRR Residential, LLC | | | tax violations | 2012 | CT-AG | $5,040 |
| Romano Brothers and Company | | | investor protection violation | 2018 | CT-SEC | $5,040 |
| Audiovox, Inc. | | | economic sanction violation | 2005 | OFAC | $5,038 |
| Triple E Investments Corp | | | tax violations | 2016 | ATTTB | $5,030 |
| PremierBank | | | banking violation | 2013 | FDIC | $5,020 |
| Boomerang Capital, LLC | | | investor protection violation | 2020 | CT-BKG | $5,020 |
| Keybank National Association | KeyCorp | financial services | banking violation | 2015 | OCC | $5,005 |
| WEST POINTE BANK | | | banking violation | 2010 | FDIC | $5,005 |
| STATE BANK OF SPEER | | | banking violation | 2010 | FDIC | $5,005 |
| Tri-County Bank | | | banking violation | 2015 | FED | $5,000 |
| BCBank, Incorporated | | | banking violation | 2015 | FED | $5,000 |
| Altima Inc. | | | anti-money-laundering deficiencies | 2011 | FINCEN | $5,000 |
| Mariola International Co. | | | tax violations | 2016 | ATTTB | $5,000 |
| Mariola International Co. | | | tax violations | 2015 | ATTTB | $5,000 |
| Blue Label Products GP, LLC | | | tax violations | 2015 | ATTTB | $5,000 |
| Nimbus Brewing Company, LLC | | | tax violations | 2010 | ATTTB | $5,000 |
| Folio Wine Company, LLC | | | tax violations | 2010 | ATTTB | $5,000 |
| Spirits of the USA, LLC | | | tax violations | 2010 | ATTTB | $5,000 |
| Brenntag Northeast Inc. | Brenntag | wholesalers | tax violations | 2016 | ATTTB | $5,000 |
| Vidon Vineyard, LLC | | | tax violations | 2008 | ATTTB | $5,000 |
| Ka Keoki Brewing Company, LLC | | | tax violations | 2007 | ATTTB | $5,000 |
| Clipper City Brewing Company. L.P. | | | tax violations | 2006 | ATTTB | $5,000 |
| Matanzas Creek Winery | | | tax violations | 2003 | ATTTB | $5,000 |
| Cadierno Corp. | | | tax violations | 2001 | ATTTB | $5,000 |
| V. Suarez & Company, Inc | | | tax violations | 2001 | ATTTB | $5,000 |
| Viroment, Inc. | | | tax violations | 2001 | ATTTB | $5,000 |
| Cadierno Corp. | | | tax violations | 2000 | ATTTB | $5,000 |
| DELAWARE COUNTY BANK AND TRUST COMPANY, THE | | | banking violation | 2009 | FDIC | $5,000 |
| SLOVAK SAVINGS BANK | | | banking violation | 2009 | FDIC | $5,000 |
| BEDFORD LOAN & DEPOSIT BANK | | | banking violation | 2009 | FDIC | $5,000 |
| TRICENTURY BANK | | | banking violation | 2008 | FDIC | $5,000 |
| WESTERN STATE BANK | | | banking violation | 2007 | FDIC | $5,000 |
| LABE BANK | | | banking violation | 2006 | FDIC | $5,000 |
| HUDSON VALLEY BANK | | | banking violation | 2005 | FDIC | $5,000 |
| ROSLYN SAVINGS BANK | | | banking violation | 2002 | FDIC | $5,000 |
| WEST DES MOINES STATE BANK | | | banking violation | 2001 | FDIC | $5,000 |
| R-G PREMIER BANK OF PUERTO RICO | | | banking violation | 2001 | FDIC | $5,000 |
| Guaranty Bank | | | economic sanction violation | 2004 | OFAC | $5,000 |
| Silicon Semiconductor | | | economic sanction violation | 2004 | OFAC | $5,000 |
| Bancomer S.A. | Banco Bilbao Vizcaya Argentaria | financial services | economic sanction violation | 2003 | OFAC | $5,000 |
| Charmilles Techonologies Manufacturing Corporation | | | economic sanction violation | 2003 | OFAC | $5,000 |
| UBS (USA) Inc | UBS | financial services | economic sanction violation | 2003 | OFAC | $5,000 |
| Amcore Bank, National Association | | | banking violation | 2003 | OCC | $5,000 |
| First National Bank & Trust | | | banking violation | 2003 | OCC | $5,000 |
| The Fremont National Bank and Trust Company | | | banking violation | 2003 | OCC | $5,000 |
| Home National Bank | | | banking violation | 2000 | OCC | $5,000 |
| PanaMed Corp. | | | investor protection violation | 2004 | SEC | $5,000 |
| Bank of Lake Mills | | | banking violation | 2018 | FDIC | $5,000 |
| Sussex Bank | | | banking violation | 2018 | FDIC | $5,000 |
| BNB Capital, Inc. | | | investor protection violation | 2002 | SEC | $5,000 |
| National Stock Transfer Inc. | | | investor protection violation | 2000 | SEC | $5,000 |
| WWW Advisors, Inc. | | | investor protection violation | 2000 | SEC | $5,000 |
| Asset Timing Corp. | | | investor protection violation | 2000 | SEC | $5,000 |
| 39 Lispenard Project, LLC | | | investor protection violation | 2015 | NY-AG | $5,000 |
| AsymmetRx, Inc. | | | tax violations | 2013 | CT-AG | $5,000 |
| Commercial Truck & Lift Center, Inc. | | | tax violations | 2002 | HI-AG | $5,000 |
| Harrison Bros. Oysters, LLC | | | tax violations | 2008 | MD-AG | $5,000 |
| CLEVELAND STATE BANK | | | banking violation | 2011 | FDIC | $5,000 |
| PREMIER COMMUNITY BANK OF THE EMERALD COAST | | | banking violation | 2011 | FDIC | $5,000 |
| THE KANSAS STATE BANK | | | banking violation | 2011 | FDIC | $5,000 |
| GATEWAY BANK OF SOUTHWEST FLORIDA | | | banking violation | 2011 | FDIC | $5,000 |
| COLORADO EAST BANK & TRUST | | | banking violation | 2011 | FDIC | $5,000 |
| PATRIOTS BANK | | | banking violation | 2011 | FDIC | $5,000 |
| MICHIGAN COMMERCE BANK | | | banking violation | 2011 | FDIC | $5,000 |
| BANK OF MARINGOUIN | | | banking violation | 2011 | FDIC | $5,000 |
| CITIZENS STATE BANK OF LULING | | | banking violation | 2011 | FDIC | $5,000 |
| MERCHANTS AND PLANTERS BANK | | | banking violation | 2010 | FDIC | $5,000 |
| FOUNDATION BANK | | | banking violation | 2010 | FDIC | $5,000 |
