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Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $313,886,275,821
Number of Penalty Records: 11,518
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,338,642,096158
UBS$27,713,994,893137
JPMorgan Chase$27,509,554,167127
Citigroup$19,885,993,935108
Deutsche Bank$15,642,617,27869
Goldman Sachs$13,128,362,84159
NatWest Group PLC$12,129,162,85723
Wells Fargo$10,736,630,989131
Morgan Stanley$9,924,512,956171
BNP Paribas$9,167,798,00012

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount sort icon
Banca Commerciale Italiana economic sanction violation2004OFAC$6,450
Kehe Distributors of Connecticut, LLC tax violations2016CT-AG$6,450
Stuart Amusement Co. tax violations2012CT-AG$6,435
Axalta Powder Coating Systems, USA, Inc.Axalta Coating Systemspaints and coatingstax violations2014CT-AG$6,428
FIRST COMMUNITY BANK, MISSOURI, banking violation2002FDIC$6,400
FIRST MADISON VALLEY BANK banking violation2011FDIC$6,400
Centennial Bank banking violation2014FED$6,395
Wellington Sales & Installation Co., Inc. tax violations2012CT-AG$6,390
Terressentia Corporation on behalf of Terressentia, LLC tax violations2011ATTTB$6,385
Jasper Banking Company banking violation2012FDIC$6,380
Physician Finders, LLC tax violations2013CT-AG$6,360
Vlad Investments, LLC investor protection violation2011WA-FIN$6,350
JRS Investments and Wealth Preservation, LLC investor protection violation2015WA-FIN$6,346
Research Capital, LLC investor protection violation2003SEC$6,337
MIDWEST COMMUNITY BANK banking violation2006FDIC$6,335
Hess Express tax violations2005NY-AG$6,329
IXTLAN Corporation economic sanction violation2006OFAC$6,322
Sandvik Medical Solutions Oregon, Inc. tax violations2013CT-AG$6,315
ELDERTON STATE BANK banking violation2004FDIC$6,300
THE HALSTEAD BANK banking violation2003FDIC$6,300
Martinair Holland N.V. dba Martinair USA economic sanction violation2005OFAC$6,300
Park Bank banking violation2017FDIC$6,300
American Cybersystems, Inc. tax violations2015CT-AG$6,300
AQS, Inc. tax violations2015CT-AG$6,300
HireGenics, Inc. tax violations2015CT-AG$6,300
Hurst Review Services, Inc. tax violations2016CT-AG$6,300
Comeback Brewing, Inc. tax violations2005ATTTB$6,287
Services Tire Truck Center, Inc. tax violations2013CT-AG$6,285
Veredus Corp. tax violations2015CT-AG$6,285
Armor All/STP Products Co. tax violations2013CT-AG$6,270
Rally Software Development Corp. tax violations2012CT-AG$6,270
SeniorBridge Family Companies (NY), Inc.Humanahealthcare servicestax violations2015CT-AG$6,270
Farmers Bank and Trust Company, Princeton, Kentucky banking violation2013FDIC$6,250
UniBank for Savings banking violation2015FDIC$6,250
Trustmark National BankTrustmarkfinancial servicesbanking violation2012OCC$6,250
Unipack, Inc. tax violations2011ATTTB$6,250
Acino Products, LLC tax violations2011ATTTB$6,250
MID-WISCONSIN BANK banking violation2008FDIC$6,250
Northwest Financial Advisors, Inc. investor protection violation2015AK-DBS$6,250
Questar Capital Corp. investor protection violation2009KY-FIN$6,250
Panoramic Financial Advice Inc. investor protection violation2024TX-SEC$6,250
Commonwealth Electrical Technologies, Inc. tax violations2013CT-AG$6,240
Cambridge Strategies, LLC tax violations2013CT-AG$6,233
Exel Global Logistics, Inc. economic sanction violation2006OFAC$6,226
Elite Floors, Inc. tax violations2012CT-AG$6,225
Brenntag Southwest, Inc.Brenntagwholesalerstax violations2010ATTTB$6,221
Verifone, Inc.Francisco Partnersprivate equity (including portfolio companies)tax violations2012CT-AG$6,205
First State Bank of Decatur banking violation2014FDIC$6,200
Farmers & Merchants Bank of Ashland banking violation2016FED$6,200
SG Global S.A. and United Marine Ltd. economic sanction violation2003OFAC$6,200
United Marine Ltd. and SG Global S.A economic sanction violation2003OFAC$6,200
Mark Ryan Winery, LLC tax violations2018ATTTB$6,200
Turco Golf, Inc. tax violations2013CT-AG$6,175
Design Investors, LLC tax violations2012CT-AG$6,173
Kaplan State Bank banking violation2013FDIC$6,160
TAMPA STATE BANK, THE banking violation2009FDIC$6,150
Computer Integrated Services, LLC tax violations2015CT-AG$6,150
Earth Animal Ventures, LLC tax violations2015CT-AG$6,150
Taj Technologies, Inc. tax violations2014CT-AG$6,150
Herzog Financial Group, LLC investor protection violation2019IL-SEC$6,150
Bucher and Christian Consulting, Inc. tax violations2013CT-AG$6,143
Embry-Riddle Aeronautical University, Inc. tax violations2013CT-AG$6,120
Halcyon Days Productions Corp. tax violations2012CT-AG$6,120
Workplace Essentials, Inc. tax violations2016CT-AG$6,116
Equitable Bank banking violation2014OCC$6,115
Pearson and Associates, LLC investor protection violation2018CT-SEC$6,110
Community Bank CBD banking violation2013FDIC$6,100
FARMERS STATE BANK OF ALTO PASS, ILL banking violation2008FDIC$6,100
Pitney Bowes Bank, Inc. banking violation2024FDIC$6,097
InvestIN Securities Inc. investor protection violation2004TN-SEC$6,094
METRO BANK banking violation2010FDIC$6,075
Sea Bridge Projects, Inc. economic sanction violation2005OFAC$6,050
Tropical Racing, Inc. investor protection violation2019CO-SEC$6,049
Charles M. Schayer & Co. economic sanction violation2004OFAC$6,045
Teamwork Telecom, Inc. economic sanction violation2004OFAC$6,041
CDS Fintech Group, LLC investor protection violation2022MO-SEC$6,033
Kane Warehousing, LLC tax violations2024ATTTB$6,031
Heron Bay Capital, LLC investor protection violation2022CT-SEC$6,005
Ackley State Bank banking violation2014FED$6,000
Moonlight, Inc. tax violations2015ATTTB$6,000
Coach's Brewhouse, LLC tax violations2009ATTTB$6,000
The Olde Heurich Brewing Company tax violations2008ATTTB$6,000
CITIZENS BANK banking violation2008FDIC$6,000
SECURITY STATE BANK, THE banking violation2008FDIC$6,000
BANK OF LEE'S SUMMIT banking violation2006FDIC$6,000
WESTSOUND BANK banking violation2006FDIC$6,000
FIRST GASTON BANK OF NORTH CAROLINA banking violation2006FDIC$6,000
COLONY BANK WORTH banking violation2005FDIC$6,000
KENTUCKY BANK banking violation2005FDIC$6,000
FIRST PEOPLES BANK OF TENNESSEE banking violation2004FDIC$6,000
SEVIER COUNTY BANK banking violation2003FDIC$6,000
WESTERN STATE BANK banking violation2001FDIC$6,000
MORTON COMMUNITY BANK banking violation2001FDIC$6,000
Colonial Navigation Co., Inc economic sanction violation2008OFAC$6,000
Cotech, Inc. economic sanction violation2008OFAC$6,000
Endocardial Solutions, Inc economic sanction violation2005OFAC$6,000
Peoples Trust and Savings Bank banking violation2017FDIC$6,000
Laona State Bank banking violation2017FDIC$6,000
CS&V Inc. (City Smokes and Vapor) tax violations2018ATTTB$6,000
Cablevision Lightpath CT LLCAltice USA Inc.telecommunicationstax violations2015CT-AG$6,000
Conecsus, LLC tax violations2014CT-AG$6,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.