Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Total Advisor Network, LLC
Penalty: $15,000
Year: 2020
Date: July 24, 2020
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Violation Description: $15,000 fine for failing to notify the Insurance Commissioner of assumed names before using them, engaging in unfair trade practices, making false, deceptive and misleading representations and advertisements in the conduct of insurance business, knowingly misrepresenting to insurers that the client had reviewed and signed the completed forms, claiming to be a retirement specialist, using the term investment in his advertisements of annuities and life insurance, failing to identify the type of insurance policy being advertised, failing to disclose that the advertisement was for life insurance and annuities, and suggesting that no commission was involved.
Level of Government: state
Action Type: agency action
Agency: Washington State Office of the Insurance Commissioner
Civil or Criminal Case: civil
Facility State: Washington
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.