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Violation Tracker Individual Record

Company: Wave Financial USA Inc. and Wave Financial Inc.
Penalty: $7,200
Year: 2021
Date: February 27, 2021
Offense Group: consumer-protection-related offenses
Primary Offense: consumer protection violation
Level of Government: state
Action Type: agency action
Agency: Vermont Department of Financial Regulation
Civil or Criminal Case: civil
Facility State: Vermont
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.