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Violation Tracker Individual Record

Company: Jemma Investment Advisors, LLC dba Jemma Financial Services
Penalty: $5,000
Year: 2022
Date: January 31, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Pennsylvania Department of Banking and Securities
Civil or Criminal Case: civil
Facility State: Pennsylvania
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.