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Violation Tracker Individual Record

Company: Pearl Carroll & Associates LLC
Penalty: $1,500,000
Year: 2023
Date: December 29, 2023
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Violation Description: Settlement of allegations company transacted the business of insurance as a broker and as an independent adjuster in the State of New York without the benefit of a license, allowed unlicensed individuals to act as independent adjusters and brokers, and paid compensation to an unlicensed independent adjuster.
Level of Government: state
Action Type: agency action
Agency: New York Department of Financial Services
Civil or Criminal Case: civil
Facility State: New York
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.