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Company: Lincoln Life & Annuity Company of New York
Current Parent Company:
Lincoln National
Parent at the Time of the Penalty Announcement:
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Penalty: $193,166
Year: 2020
Date: April 10, 2020
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Violation Description: violations of New York Insurance regulations in deferred to immediate annuity replacement transactions
Level of Government: state
Action Type: agency action
Agency: New York Department of Financial Services
Civil or Criminal Case: civil
Facility State: New York
HQ Country of Current Parent: USA
HQ State of Current Parent: Pennsylvania
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: financial services
Source of Data:
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
Update Log.
