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Violation Tracker Individual Record

Company: Lifemark Securities Corp.
Penalty: $150,000
Year: 2021
Date: September 20, 2021
Offense Group: consumer-protection-related offenses
Primary Offense: privacy violation
Violation Description: Lifemark agreed to pay $150,000 to settle allegations the company failed to implement the online security of consumer private data to regulatory standard.
Level of Government: state
Action Type: agency action
Agency: New York Department of Financial Services
Civil or Criminal Case: civil
Facility State: New York
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.