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Violation Tracker Individual Record

Company: Ivy Asset Management, LLC
Penalty: $210,000,000
Year: 2012
Date: November 13, 2012
Offense Group: financial offenses
Primary Offense: investor protection violation
Mega-Scandal: Madoff Scandal
Violation Description: The New York Attorney announced a settlement of over $210 million with the Ivy Asset Management, LLC, a Bank of New York Mellon subsidiary that advised clients to invest with Bernard Madoff.
Level of Government: state
Action Type: agency action
Agency: New York Attorney General
Civil or Criminal Case: civil
Facility State: New York
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.