Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Dreyfus Corporation
Current Parent Company: Bank of New York Mellon
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Recap of Ownership Changes:  subscribe to see this data field
Penalty: $2,000,000
Year: 2000
Date: May 10, 2000
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Dreyfus Corporation agreed to settle allegations that it failed to inform investors about the risks associated with one of its mutual funds.
Level of Government: state
Action Type: agency action
Agency: New York Attorney General
Civil or Criminal Case: civil
Facility State: New York
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.