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Violation Tracker Individual Record

Company: CoinEx
Penalty: $1,700,000
Year: 2023
Date: June 15, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: New York Attorney General Letitia James recovered more than $1.7 million from COINEX (CoinEx) for failing to register as a securities and commodities broker-dealer and for falsely representing itself as a crypto exchange.
Level of Government: state
Action Type: agency action
Agency: New York Attorney General
Civil or Criminal Case: civil
Facility State: New York
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.