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Violation Tracker Individual Record

Company: Nest Egg Retirement Solutions Inc. and Estate Protection Planning Corp of New Jersey
Penalty: $150,000
Year: 2023
Date: August 23, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Nest Egg Retirement Solutions Inc., Estate Protection Planning Corp of New Jersey, and two individuals, agreed to jointly pay $150,000 in settlement of allegations they fraudulently sold unregistered securities and were not registered securities agents.
Level of Government: state
Action Type: agency action
Agency: New Jersey Bureau of Securities
Civil or Criminal Case: civil
Facility State: New Jersey
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.