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Violation Tracker Individual Record

Company: LeGall Holdings, Inc.
Penalty: $500,000
Year: 2019
Date: October 3, 2019
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: LeGall Holdings Inc. and its owners were ordered to pay a $500,000 civil penalty to resolve allegations it sold unregistered securities in the company to investors believing it was planning a chain of Caribbean-American restaurants.
Level of Government: state
Action Type: agency action
Agency: New Jersey Bureau of Securities
Civil or Criminal Case: civil
Facility State: New Jersey
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.