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Violation Tracker Individual Record

Company: ClueLess8 Trading and FAS Holdings, LLC
Penalty: $450,000
Year: 2022
Date: August 18, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: ClueLess8, FAS Holdings and the owner were ordered to pay $450,000 penalties in a finding by the New Jersey Bureau of Securities that the companies sold unregistered securities, acted as an agent without being registered, and engaged in other acts constituting securities fraud.
Level of Government: state
Action Type: agency action
Agency: New Jersey Bureau of Securities
Civil or Criminal Case: civil
Facility State: New Jersey
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.