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Violation Tracker Individual Record

Company: New York Life Insurance Company and New York Life Insurance and Annuity Corporation
Current Parent Company: New York Life Insurance
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $10,000
Year: 2021
Date: March 23, 2021
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Level of Government: state
Action Type: agency action
Agency: Montana Commissioner of Securities & Insurance
Civil or Criminal Case: civil
Facility State: Missouri
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: mutual
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: insurance
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.