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Violation Tracker Individual Record

Company: Southwestern Life Insurance Co.
Penalty: $150,000
Year: 2007
Date: March 1, 2007
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Violation Description: Southwestern Life Insurance agreed to pay a $150,000 civil penalty in settlement of allegations it did business in the state without a certificate of authority and allowed its agents to engage in insurance activity without being licensed.
Level of Government: state
Action Type: agency action
Agency: Minnesota Department of Commerce
Civil or Criminal Case: civil
Facility State: Minnesota
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.