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Violation Tracker Individual Record

Company: Marsh USA Inc.
Current Parent Company: Marsh & McLennan
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $325,000
Year: 2009
Date: August 19, 2009
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Violation Description: Marsh USA agreed to pay a $325,000 civil penalty in settlement of allegations it failed to pay surplus lines taxes in a timely fashion, failing to keep appropriate records, and failed to properly disclose the compensation it received, or provided clients with false or misleading information.
Level of Government: state
Action Type: agency action
Agency: Minnesota Department of Commerce
Civil or Criminal Case: civil
Facility State: Minnesota
HQ Country of Current Parent: USA
HQ State of Current Parent: New York
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: insurance
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.