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Violation Tracker Individual Record

Company: New Haven Capital Holdings, L.L.C.
Penalty: $1,000,000
Year: 2014
Date: June 30, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: New Haven Capital was ordered to pay $1 million in an Order finding that it deceptively sold securities to a resident of the state over the age of 60.
Level of Government: state
Action Type: agency action
Agency: Michigan Securities Division
Civil or Criminal Case: civil
Facility State: Michigan
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.