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Violation Tracker Individual Record

Company: TRUE BULLION, LLC dba Gold Silver International Exchange and GSI Exchange
Penalty: $620,100
Year: 2024
Date: July 2, 2024
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: GSI agreed to refund $620,100 to customers in the state in settlement of allegations the company misleadingly sold investments in the state and were not registered as an investment adviser.
Level of Government: state
Action Type: agency action
Agency: Florida Office of Financial Regulation
Civil or Criminal Case: civil
Facility State: Florida
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.