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Violation Tracker Individual Record

Company: Suncoast Financial Services Of North American, Inc.
Penalty: $635,000
Year: 2002
Date: January 31, 2002
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Suncoast Financial Services was ordered to pay a $635,000 administrative fine in a Final Order finding that it deceptively sold unregistered securities without a license in the state.
Level of Government: state
Action Type: agency action
Agency: Florida Office of Financial Regulation
Civil or Criminal Case: civil
Case ID: 3204-S-2/01
Facility State: Florida
Facility City: Clearwater
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.