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Violation Tracker Individual Record

Company: Seacoast Investor Services, Inc.
Penalty: $180,300
Year: 2012
Date: March 9, 2012
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Seacoast was ordered to pay a $180,300 administrative fine in a Default Final Order finding it sold securities in the state without being registered.
Level of Government: state
Action Type: agency action
Agency: Florida Office of Financial Regulation
Civil or Criminal Case: civil
Case ID: 0192-SR-10/11
Facility State: Florida
Facility City: Port St. Lucie
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.