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Violation Tracker Individual Record

Company: Offshore Financial Facilitiators
Penalty: $69,900
Year: 2000
Date: April 12, 2000
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Agreed to pay refunds to investors in settlement of allegations it sold unregistered securities to two investors in the state while unlicensed.
Level of Government: state
Action Type: agency action
Agency: Florida Office of Financial Regulation
Civil or Criminal Case: civil
Case ID: 2825G-S-6/99
Facility State: Florida
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.