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Violation Tracker Individual Record

Company: Mamie McGrath, LLC
Penalty: $117,000
Year: 2024
Date: February 23, 2024
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Mamie McGrath, LLC was ordered to pay a $117,000 civil penalty in judgment of a finding the company misleadingly sold unregistered securities in the state, and was not registered to act as a dealer or issuer of securities in the the state.
Level of Government: state
Action Type: agency action
Agency: Florida Office of Financial Regulation
Civil or Criminal Case: civil
Facility State: Florida
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.