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Violation Tracker Individual Record

Company: Hale Associates, Inc.
Penalty: $551,000
Year: 2002
Date: March 18, 2002
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Hale Associates was ordered to pay $531,000 in restitution and a $20,000 fine in a Default Order finding it violated state securities regulations.
Level of Government: state
Action Type: agency action
Agency: Delaware Fraud & Consumer Protection Division
Civil or Criminal Case: civil
Facility State: Delaware
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.