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Violation Tracker Individual Record

Company: Black Diamond Lifeplan Fund et al.
Penalty: $15,000
Year: 2023
Date: June 20, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The owner/controlling person of Black Diamond Lifeplan Fund, Limited Partnership, Blue Diamond Fund, LLC, Evergreen II Lifeplan Fund, Limited Partnership and Evergreen III Fund Management, LLC agreed to pay $15,000 in settlement of allegations the companies and securities sold were unregistered.
Level of Government: state
Action Type: agency action
Agency: Connecticut Securities and Business Investments Division
Civil or Criminal Case: civil
Facility State: Connecticut
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.