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Advanced SearchViolation Tracker Individual Record
Company: Saint Marketing, Inc.
Penalty: $372,000
Year: 2003
Date: February 21, 2003
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: securities issuance or trading violation
Violation Description: Saint Marketing was ordered to repay $372,000 received from the illegal sale of unregistered securities.
Level of Government: state
Action Type: agency action
Agency: Colorado Attorney General
Civil or Criminal Case: civil
Facility State: Colorado
Facility City: Denver
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