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Violation Tracker Individual Record

Company: Infinity Capital Group, LLC
Penalty: $125,000
Year: 2022
Date: September 7, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Infinity Capital and two individuals agreed to pay $125,000 restitution in settlement of alleged violations of state securities law by misleadingly selling unqualified non-exempt securities and failing to comply with reporting requirements.
Level of Government: state
Action Type: agency action
Agency: California Department of Financial Protection and Innovation
Civil or Criminal Case: civil
Facility State: California
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.