Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: USA Barcelona Realty Advisors, LLC
Penalty: $3,965,700
Year: 2018
Date: January 3, 2018
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: USA Barcelona Realty Advisors and several individuals were ordered to jointly and severally pay a total of $3,835,700 in restitution and the company to pay a $130,000 administrative penalty in an Order finding they fraudulently sold unregistered securities in the state while unlicensed.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.