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Violation Tracker Individual Record

Company: Sun State Property Preservation, LLC and Wattenberg, LLC
Penalty: $901,030
Year: 2021
Date: January 22, 2021
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Sun State Property Preservation, Wattenberg, and their individual owner, agreed to pay $851,030 in restitution and $50,000 in penalties in settlement of allegations they fraudulently sold unregistered securities in the state and were not registered as dealers or salespeople.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.