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Violation Tracker Individual Record

Company: Sterling Grant & Associates, LLC
Penalty: $286,567
Year: 2013
Date: December 23, 2013
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Violation Description: Sterling Grant agreed to pay $286,567 in restitution in settlement of allegations it failed to remit insurance premiums for clients, causing policies to be cancelled, and also failed to remit premiums causing insurers or brokers to provide coverage without payment.
Level of Government: state
Action Type: agency action
Agency: Arizona Department of Insurance and Financial Institutions
Civil or Criminal Case: civil
Facility State: Arizona
Facility City: Phoenix
Source of Data: (click here)
Notes: This case was brought by the Arizona Department of Insurance before it merged with the Department of Financial Institutions.
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.