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Violation Tracker Individual Record

Company: Shadow Beverages and Snacks, LLC
Penalty: $1,542,500
Year: 2017
Date: June 22, 2017
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Shadow Beverages and Snacks, LLC, along with its controlling individual, were ordered to pay $1,492,500 in restitution and a $50,000 administrative penalty in an Order finding that they fraudulently sold unregistered securities in the state while unlicensed.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.