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Violation Tracker Individual Record

Company: Profutura LLC
Penalty: $6,215,350
Year: 2001
Date: December 28, 2001
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Profutura and its controlling individual were ordered to pay $6,165,350 in restitution and a $50,000 administrative penalty in an Order finding they deceptively sold unregistered securities in the state without being registered as dealers.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.