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Violation Tracker Individual Record

Company: Premier Asset Management Group LLC
Penalty: $4,695,136
Year: 2022
Date: July 27, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Premier Asset Management was ordered to pay $4,495,136 restitution and a $200,000 administrative penalty in a finding that it committed fraud in the offer and sale of unregistered securities while not being registered as a dealer.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.