Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Nordstrom Nordstrom I, Inc. and Nordstrom Imports, Inc.
Current Parent Company: Nordstrom
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $2,263,142
Year: 2014
Date: May 23, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Nordstrom Nordstrom I, Inc. and Nordstrom Imports, Inc. were ordered to pay $2,163,142 restitution and a $100,000 administrative penalty in an Order finding they deceptively sold securities in the state as an unregistered dealer or salesman.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
HQ Country of Current Parent: USA
HQ State of Current Parent: Washington
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: retailing
Specific Industry of Current Parent: retail-department stores
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.