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Violation Tracker Individual Record

Company: Legend Capital Group, Inc.
Penalty: $229,241
Year: 2024
Date: October 21, 2024
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Legend Capital Group, and its owning individual, agreed to pay $229,241 in restitution in settlement of allegations they misrepresented investments they offered.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.