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Violation Tracker Individual Record

Company: FXPIPSESSION, LLC
Penalty: $120,004
Year: 2023
Date: June 28, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: FXPIPSESSION, LLC was ordered to pay $100,004 restitution and $20,000 administrative penalties in a a finding by the Comission that the company fraudulently sold unregistered securities when not registered as a dealer or salesman.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.