Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Damopa Investments, LLC and MLC Living Trust and Monika Catlin, LLC
Penalty: $837,026
Year: 2014
Date: June 20, 2014
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Damopa Investments, LLC, MLC Living Trust, Monika Catlin, LLC and their controlling individual agreed to pay a total of $787,026 in restitution and a $50,000 administrative penalty in settlement of an Order finding they deceptively sold unregistered securities in the state while unlicensed.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.