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Violation Tracker Individual Record

Company: Amazon Gold, LLC
Penalty: $264,044
Year: 2024
Date: May 13, 2024
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Amazon Gold, LLC and two individuals agreed to jointly pay $224,044 restitution and a $40,000 penalty in settlement of allegations they unlawfully sold securities in the state.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.