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Violation Tracker Individual Record

Company: Wilshire-Pennington Group, Inc.
Penalty: $12,500
Year: 2019
Date: August 5, 2019
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: financial institution supervision failures
Level of Government: state
Action Type: agency action
Agency: Arkansas Securities Department
Civil or Criminal Case: civil
Facility State: Arkansas
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.