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Violation Tracker Individual Record

Company: Strategic Legacy Investment Group, Inc. et al.
Penalty: $6,049,524
Year: 2024
Date: May 20, 2024
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: The Securities and Exchange Commission obtained final judgments against Strategic Legacy Investment Group, Inc. and SLIG High-Interest Liquid Savings Company, two entities the SEC charged with an alleged Ponzi-like scheme and misleading investors who had purchased more than $17.5 million in promissory notes.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.