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Violation Tracker Individual Record

Company: STA Opus NR LLC
Penalty: $4,521,420
Year: 2017
Date: November 17, 2017
Offense Group: competition-related offenses
Primary Offense: fraud
Secondary Offense: securities issuance or trading violation
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.