Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Spring Mountain Capital, LP
Penalty: $75,000
Year: 2009
Date: January 9, 2009
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: data submission deficiencies
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.