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Violation Tracker Individual Record

Company: R.R. Donnelley & Sons Company
Current Parent Company: Chatham Asset Management
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $2,125,000
Year: 2024
Date: June 18, 2024
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: privacy violation
Violation Description: R.R. Donnelley & Sons agreed to pay over $2 million to settle disclosure and internal control failure charges relating to cybersecurity incidents and alerts in late 2021.
Level of Government: federal
Action Type: agency action
Agency: Securities and Exchange Commission
Civil or Criminal Case: civil
HQ Country of Current Parent: USA
HQ State of Current Parent: New Jersey
Ownership Structure of Current Parent: privately held
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: hedge fund
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.