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Violation Tracker Individual Record

Company: R.R. Donnelley & Sons
Current Parent Company: Chatham Asset Management
Penalty: $1,175,000
Year: 2024
Date: May 23, 2024
Offense Group: employment-related offenses
Primary Offense: benefit plan administrator violation
Violation Description: The company agreed to pay over $1 million to settle litigation alleging it allowed its employee 401(k) plan to incur excessive record-keeping fees.
Level of Government: federal
Action Type: private litigation
Court: Northern District of Illinois
Civil or Criminal Case: civil
Case ID: 1:20-cv-07158
Case Name: Tolomeo et al v. R.R. Donnelley & Sons, Inc et al
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: USA
HQ State of Current Parent: New Jersey
Ownership Structure of Current Parent: privately held
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: hedge fund
Source of Data: (click here)
Link to PACER Case Docket (must be logged in): (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.