Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Regions Financial Corp.
Current Parent Company: Regions Financial
Penalty: $22,500,000
Year: 2014
Date: December 29, 2014
Offense Group: employment-related offenses
Primary Offense: benefit plan administrator violation
Secondary Offense: pension ERISA violation
Violation Description: The settlement amount listed here refers only to the ERISA portion of a larger multidistrict case.
Level of Government: federal
Action Type: private litigation
Court: Western District of Tennessee
Civil or Criminal Case: civil
Case ID: 2:08-cv-2192
Case Name: Hamby v. Morgan Asset Management, Inc. et al
Private Lawsuit Resolution Type: settlement
HQ Country of Current Parent: USA
HQ State of Current Parent: Alabama
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking & securities
Source of Data: (click here)
Link to PACER Case Docket (must be logged in): (click here)
Link to Archived Court Document:  subscribe to see this data field
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.