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Violation Tracker Individual Record

Company: Paul G. Fillet DMD Inc.
Penalty: $101,836
Year: 2024
Date: January 31, 2024
Offense Group: employment-related offenses
Primary Offense: benefit plan administrator violation
Violation Description: The U.S. Department of Labor has obtained a default judgment against Paul G. Fillet DMD Inc. and Dr. Paul G. Fillet for having unlawfully withdrawn more than $85,000 of employees' retirement money from an employer-sponsored plan and abandoned the plan, preventing two participants from accessing roughly $160,000 in retirement savings.
Level of Government: federal
Action Type: agency action
Agency: Employee Benefits Security Administration
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.