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Violation Tracker Individual Record

Company: Oden Capital Management, LLC
Penalty: $100,000
Year: 2017
Date: February 9, 2017
Offense Group: financial offenses
Primary Offense: investor protection violation
Secondary Offense: securities issuance or trading violation
Violation Description: The U.S. Commodity Futures Trading Commission entered an Order filing and settling charges against Dallas, Texas-based Commodity Pool Operators John B. Oden and Oden Capital Management, LLC for unlawfully operating two commodity interest pools.
Level of Government: federal
Action Type: agency action
Agency: Commodity Futures Trading Commission
Civil or Criminal Case: civil
Source of Data: (click here)
Archived Source: (click here)
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.